Oberon Asset Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$213,519,066
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
47
85% high-net worth
Advisors
1
of 4 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
47
TypicalAverage account size
$4,542,959
About
Oberon provides discretionary investment management to individuals, trusts, retirement plans and a pooled investment vehicle (Oberon I). The firm manages separately managed accounts for individual clients and the partnership and does not participate in wrap-fee programs.
Oberon follows a long-term, value‑oriented approach grounded in fundamental analysis, focusing primarily on equity and debt securities of U.S. and non‑U.S. issuers and, when appropriate, collective investment vehicles and derivative instruments. Portfolio construction and trading are carried out in accordance with client objectives, liquidity needs and any restrictions set forth in client agreements or the pooled vehicle’s governing documents.
What distinguishes Oberon from many peers is its role as sponsor and adviser to a private pooled fund that pays performance‑based compensation to a general partner affiliate, creating side‑by‑side management considerations the firm addresses through written allocation, aggregation and conflict‑mitigation procedures. The firm also provides audited GAAP financial statements and regular performance reporting to the fund’s limited partners, maintains a formal Code of Ethics and proxy‑voting policies, and uses institutional platform services for custody and trade execution.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
1.0% annually (charged quarterly at 0.25% per quarter, in arrears)
10% of net profits allocated annually and upon withdrawal for Oberon I limited partners
Account minimum: $500,000 Fee-only: 1.0% annually of assets under management, typically excluding mutual funds and cash
Main office location
Oberon Asset Management, LLC
379 W Broadway Fl 2
New York NY 10012, United States
Number of offices
1
Most active in
Oberon Asset Management, LLC has reported serving >5 clients in these states in the last 12 months.
California · Massachusetts · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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