Oatley & Diak, LLC

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Client assets under management

$30,472,436

Clients

100% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Low

Average account size

$692,555

About

Oatley & Diak, LLC provides financial planning and investment management to individuals, families, trusts and family businesses, offering comprehensive financial planning, individual plans, implementation and ongoing asset monitoring. The firm manages about $30.5 million across 44 client households, reflecting a focus on higher‑asset households rather than a broad retail client base.

Portfolios are built on a client‑by‑client basis using individual stocks and bonds, exchange‑traded funds, no‑load and actively managed mutual funds, with strategic asset allocation informed by fundamental analysis and manager research. Account supervision is typically discretionary and is guided by documented goals, risk tolerance and periodic reviews; the firm does not employ model portfolios or composites to present results.

Distinctive practices include a regular monthly client newsletter with third‑party educational articles and firm correspondence and the availability of concierge and special‑project planning engagements for non‑standard needs. The firm operates on a fee‑only basis (no commissions, soft‑dollar benefits, or referral fees), provides quarterly performance reports and net‑worth summaries that incorporate approximations for hard‑to‑price assets.

Client services

Financial planning Portfolio management Newsletters or periodicals Financial consulting

Expertise

Divorce financial planning Family Business Charitable giving & philanthropy Cash flow / budgeting

Fee options

Fixed

Comprehensive and Individual Financial Planning fees based on client complexity and engagement letter; Individual Financial Planning fees paid in installments (25% signing, 25% within 30 days, 50% completion).

Percentage

$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.70% $3,000,001 - $5,000,000: 0.50% $5,000,001+: Negotiable

Project-based

Senior planners billed at $300/hour, associate planners at $150/hour, non-planner staff at $50/hour.

Other

Fee-only: Fees are negotiable and based on asset under management percentage tiers, hourly charges, fixed fees, and retainers.

Main office location

Oatley & Diak, LLC

18801 East Mainstreet, Suite 240

Parker CO 80134, United States

Number of offices

Most active in

Colorado

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn Facebook Website 303-221-1900

Advisors at this firm

John D

CFP®, Series 65

Englewood, CO

Oatley & Diak, LLC

John Diak is a CFP® with 19 years of industry experience and has been with Oatley & Diak, LLC since 2006. He serves as the sole advisor at the firm based in Englewood, Colorado. In addition to his advisory role, he holds a paid position as a town councilman in Parker, Colorado. Oatley & Diak, LLC provides financial planning and investment management services to individuals, families, trusts, and family businesses, focusing on higher-asset households. The firm builds customized portfolios using a combination of individual securities and mutual funds, with discretionary account supervision guided by client-specific goals and risk tolerance.

Divorce financial planning Family Business Charitable giving & philanthropy Cash flow / budgeting

Noelle D

Series 63, Series 65

Englewood, CO

Oatley & Diak, LLC

Noelle Diak is a financial advisor at Oatley & Diak, LLC with 23 years of industry experience. She holds Series 63 and Series 65 designations and has operated her firm since 2003. Outside of her advisory work, she runs a home daycare. Oatley & Diak, LLC provides financial planning and investment management services to individuals, families, trusts, and family businesses. The firm focuses on customized portfolios for higher-asset households, utilizing individual securities and funds with a strategic asset allocation approach based on fundamental analysis and manager research.

Divorce financial planning Family Business Charitable giving & philanthropy Cash flow / budgeting

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