Oaktree Wealth Group Inc.

Oaktree Wealth Group is a state‑registered investment adviser serving a small number of individual clients and institutional plan sponsors, including pension and profit‑sharing plans. The firm provides ongoing portfolio management primarily through referrals to third‑party money managers, written financial planning (comprehensive and modular), one‑time and as‑needed consulting, and non‑discretionary pension consulting for employee benefit plans (including 401(k)s).

The firm documents client objectives in Investment Policy Statements and applies modern portfolio theory when developing asset‑allocation recommendations across product types such as mutual funds, ETFs, equities, fixed income and variable annuities, while discretionary implementation is typically handled by the selected third‑party managers. Financial planning is offered on hourly or fixed‑fee terms and the firm occasionally presents impersonal seminars on financial, retirement and investment planning that are usually free to attendees but may be fee‑based for larger groups.

Distinctive elements in the brochure include the firm’s explicit pension consulting offering and its use of educational seminars — services that are statistically uncommon among similar independent advisers — and a referral model that limits recommendations to third‑party managers who agree to share advisory fees, which the brochure identifies as a potential conflict of interest. The disclosure also notes that an owner is a licensed insurance agent (which can result in commissionable recommendations), that advisory fees may be deducted directly from custodian accounts (triggering custody safeguards), and that proxy voting is left to clients or third‑party managers.