Oakton Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$20,381,198
Total clients
9
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
9
Average account size
$2,264,578
About
Oakton Financial serves high-net-worth individuals and small businesses with comprehensive financial planning and discretionary investment management, including retirement, tax, estate, risk-management, and employee-benefit advice. The firm operates as a small, selective practice that delivers customized planning and implementation services rather than a high-volume retail model.
Investment stewardship is grounded in a strategic asset-allocation approach informed by Modern Portfolio Theory, with an emphasis on market efficiency, tax-aware investments, and periodic rebalancing. Portfolios are managed on a discretionary basis and the firm seeks institutional share classes when available, including access to Dimensional Fund Advisors institutional funds, while integrating planning and ongoing portfolio supervision.
What distinguishes the firm is its atypical compensation and client focus for an independent advisor: it does not assess percentage-of-assets-under-management fees and primarily serves HNW and small-business clients rather than a broad individual retail base. Combined with a boutique, limited-client model and access to institutional fund options, this creates a practice that differs from many peers that rely on AUM-based fees and larger, more diverse client rosters.
Client services
Financial planning
Portfolio management
Expertise
Cash flow / budgeting
Debt management
Retirement withdrawal strategies
General estate planning guidance
Charitable giving & philanthropy
Demographic focus
Approaching retirement
Fee options
Minimum fee: $2,500 for financial plan (due upon delivery) Fee-only: Financial planning fee of $2,500; ongoing quarterly fees as flat annual fees
Main office location
Oakton Financial, LLC
11710 Plaza America Drive, Suite 2000
Reston VA 20190, United States
Number of offices
1
Most active in
Oakton Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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