O
Oakmont Financial Services, L.L.C.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$37,666,721
Clients
63
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
63
HighAverage account size
$597,884
About
Established in 2002, Oakmont provides discretionary separate-account portfolio management to individuals, trusts, small corporations and retirement plans, with client assets held at unaffiliated broker-dealers. Like many independent advisers, the firm charges asset-based advisory fees and does not maintain custody of client assets.
The firm combines technical analysis—emphasizing relative strength and sector analysis—with fundamental research to identify out‑performing sectors and individual securities, generally pursuing a buy‑and‑hold approach while remaining prepared to adjust positions. Risk management tools described in the brochure include asset allocation, position sizing, stop losses, option hedging and the ability to convert portfolios to cash when market conditions warrant.
Among features that differentiate Oakmont are a stated account minimum of $250,000 and the firm’s practice of aggregating orders into block trades that include simultaneous advisor participation with pro rata allocation to client accounts. The brochure also discloses that the adviser does not accept third‑party or performance‑based compensation, relies on broker‑dealer statements for client reporting, and has no disciplinary history.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
Flat fee charged as a percentage of assets under management depending on account type.
$0+: 2.50% for Equity Accounts $0+: 1.00% for Fixed Income Accounts $0+: 2.00% for Balanced Accounts (combination of Equity and Fixed Income)
Account minimum: $250,000.00 Fee-only: Flat annual fee based on account type and assets under management, paid monthly in advance.
Main office location
Oakmont Financial Services, L.L.C.
Mckinney TX, United States
Number of offices
1
Most active in
Oakmont Financial Services, L.L.C. has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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