OakLeaf Asset Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$22,070,498
Clients
57
7% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
57
HighAverage account size
$387,202
About
OakLeaf Asset Advisors provides personalized financial planning and investment management to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations and small businesses. Services range from comprehensive financial plans and hourly consulting to ongoing portfolio management and implementation support.
The firm emphasizes strategic asset allocation as the primary driver of portfolio outcomes, using research and software to design asset-class mixes that account for correlation coefficients and global diversification. Portfolios are individually designed rather than model-based, are invested primarily in no-load mutual funds and ETFs through discount brokers, follow a buy-and-hold framework with regular rebalancing, and the adviser may exercise limited discretionary authority for rebalancing while clients retain final approval.
Noteworthy features include operating on a strict fee-only basis with no product commissions or referral compensation, participation in a Schwab institutional service program for custody and institutional access without receiving referral payments, and documented business-continuity and information-security procedures including a business continuation agreement for loss of key personnel. The firm reports managing roughly $22 million for about 57 clients, does not impose a stated account minimum, and leaves proxy voting to clients who receive materials directly.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
Wealth management
Cash flow / budgeting
Fee options
$0 - $500,000: 1% $500,000 - $2,000,000: 0.75% $2,000,000+: 0.5%
$150 per hour for financial planning and consulting services
Fee-only: Financial planning at $150 per hour
Main office location
OakLeaf Asset Advisors
Paso Robles CA, United States
Number of offices
1
Most active in
OakLeaf Asset Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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