OakGrowth Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,402,011
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
44
27% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
44
HighAverage account size
$327,318
About
OakGrowth Wealth Management LLC provides investment management and both ongoing comprehensive and project-based financial planning to individual and high-net-worth clients, and also lists corporations or other business entities among its client types. The firm delivers continuous portfolio advice and written financial plans tailored to each client's goals, cash flow, insurance, retirement, tax, and estate considerations.
The firm says it builds individualized investment policy statements and primarily uses passive investment management—constructing portfolios of index mutual funds and ETFs—while also employing fundamental, technical, charting, and cyclical analysis in its research. Account supervision is conducted on a non-discretionary basis with regular quarterly reviews and ongoing monitoring of financial plans and portfolio performance.
Notably, OakGrowth reports $16,891,850 in assets under management as non-discretionary and reports no discretionary AUM, which differs from most independent advisors that typically have discretionary authority; its client mix that includes business entities suggests it may work with non‑retail account types in addition to individual households. The firm’s principal holds CFP® certification, maintains an active insurance license (the brochure states no insurance products are sold through the firm), and uses Charles Schwab Institutional custody while generally executing trades on an individual rather than aggregated (block) basis.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Executive
Fee options
Project-based financial planning fixed fees ranging from $1,000 to $3,000; half due upfront, remainder upon completion.
$0 - $500,000: 2.50% $500,001 - $750,000: 2.30% $750,001 - $1,000,000: 1.75% $1,000,001+: 1.25%
Account minimum: $25,000 (may be waived at discretion of firm) Minimum fee: $2,500 annual minimum fee for Investment Management Services Fee-only: Fixed fees for Financial Planning services ranging from $1,000 to $3,000 depending on complexity; ongoing comprehensive planning fees include $1,000 upfront plus $2,000 quarterly paid in arrears.
Main office location
OakGrowth Wealth Management LLC
301 N. Lake Ave, Suite 600
Pasadena CA 91101, United States
Number of offices
1
Most active in
OakGrowth Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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