Oak Springs Wealth Management, LLC

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Client assets under management

$44,420,991

Clients

43% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Typical

Average account size

$516,523

About

Oak Springs Wealth Management is a small advisory firm with two advisors managing roughly $44 million for about 86 clients, serving individuals as well as trusts and estates. The firm offers comprehensive financial planning, ongoing portfolio and private wealth management, and ancillary services such as trust management, private banking, bill‑management and business consultation.

At the start of client relationships Oak Springs develops a Financial Profile and an Investment Plan and typically implements portfolios primarily through ETFs, with limited use of mutual funds, occasional individual equities, fixed‑income securities and alternative investments. The firm generally pursues a long‑term, strategic asset‑allocation approach, manages accounts on a discretionary or non‑discretionary basis, and reviews managed portfolios at least quarterly.

Noteworthy for a firm of its size, Oak Springs is affiliated with an insurance company that markets premium‑financed life insurance and the principal owner has a direct role in that related entity; certain staff are also licensed insurance agents and the firm discloses the potential conflicts this creates while prohibiting charging both an insurance commission and an advisory fee on the same assets. The advisory team includes CFP® professionals, provides consolidated reporting and cash‑flow oversight services, and does not require a minimum portfolio size for its conventional advisory engagements.

Client services

Financial planning Portfolio management Selection of other advisers

Ancillary services, described in adv part 2a

Expertise

Wealth management General estate planning guidance Cash flow / budgeting Private / alternative investments

Fee options

Fixed

Financial planning and ancillary services fees are normally fixed and negotiated based on scope; ancillary services fees may be fixed fees payable upon completion or monthly/quarterly in arrears.

Percentage

$0 - $3 million: 1.00% $3 million - $5 million: 0.75% $5 million - $10 million: 0.50% $10 million+: Negotiated

Commissions

Insurance commissions may be earned by licensed insurance agents affiliated with the firm.

Main office location

Oak Springs Wealth Management, LLC

Knoxville TN, United States

Number of offices

Most active in

Tennessee · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 865-312-7660

Advisors at this firm

Carol J

CFP®, Series 63

Knoxville, TN

Oak Springs Wealth Management, LLC

Carol Johnson is a CFP® professional with 16 years of experience, currently serving as an advisor at Oak Springs Wealth Management, LLC since 2012. She is also a part owner and CFO of Z Media Ventures, LLC, a media and production company where she oversees financial management and employee services. Oak Springs Wealth Management serves individuals, trusts, and estates, offering financial planning, portfolio management, and private wealth management with a focus on customized, long-term investment strategies primarily using ETFs. The firm operates as a two-advisor team providing comprehensive planning alongside cash-flow and bill-management services.

Wealth management General estate planning guidance Cash flow / budgeting Private / alternative investments

George L

CFP®, Series 63, Series 65

Knoxville, TN

Oak Springs Wealth Management, LLC

George Lee Jr. is a CFP® professional with 21 years of industry experience, currently serving as an advisor at Oak Springs Wealth Management, LLC since 2012. The firm operates as a two-advisor team based in Knoxville, TN. Lee is also a licensed insurance agent and may recommend insurance products to clients as part of his professional activities. Oak Springs Wealth Management serves individuals, trusts, and estates, including both high-net-worth and non-HNW clients, providing financial planning, portfolio management, and private wealth management. The firm emphasizes customized financial profiles and investment plans, primarily utilizing ETFs within a long-term, strategic allocation framework, and offers ancillary services such as trust-related work and business consultation.

Wealth management General estate planning guidance Cash flow / budgeting Private / alternative investments

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