Oak & Reed Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$19,000,000
Total clients
23
70% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
12
Average account size
$826,087
About
Oak & Reed Capital Management serves individuals (including high-net-worth clients), trusts, pension and profit-sharing plans, and small businesses. The firm provides comprehensive portfolio management, asset management, financial planning and pension-consulting services and manages roughly $19 million in client assets on both discretionary and non‑discretionary bases.
Investment decisions are driven primarily by fundamental analysis and are supplemented by technical, charting and macro/cyclical considerations, with portfolios reviewed at least quarterly. Depending on client needs, strategies range from long-term holdings to shorter-term trading and may include ETFs, mutual funds, individual securities, options, short sales, margin transactions and private investments.
A distinguishing feature is the firm’s work with employer-sponsored retirement plans—providing pension consulting to plan sponsors and acknowledging a fiduciary role under Section 3(21) of ERISA—which places it among the smaller group of peers that manage pooled-plan assets. As a two-advisor, small practice, the firm combines these plan services with active trading capabilities and an affiliated life and health insurance practice, a combination that can raise specific conflict-of-interest considerations for clients.
Client services
Expertise
Fee options
Financial planning and consulting fees generally range from $500 to $10,000
Commissions received from insurance sales by the principal as an independent insurance agent
Minimum fee: Minimum fee of $500 for written financial plans
Main office location
Oak & Reed Capital Management, LLC
122 Ashland Place, Apt 16 J
Brooklyn NY 11201, United States
Number of offices
1
Most active in
New York · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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