Oak Mountain Advisors

Oak Mountain Advisors provides discretionary investment management to a private pooled vehicle (the Fund) and to separately managed accounts, and it offers investment research services to institutional and individual clients. Fund investors are limited to accredited and qualified clients and the firm generally requires sizable minimum commitments for Fund and separately managed account participation, reflecting a small overall client base.

The firm describes a value-conscious, research-driven investment approach that typically results in concentrated, low-turnover equity portfolios and employs hedging techniques such as short positions, options and other derivatives while taking tax implications into account. Separately managed accounts are constructed under discretionary authority with an emphasis on income-producing securities (including preferreds and high-dividend common stocks) tailored to each client’s risk profile.

Distinctive features include acting as the Fund’s general partner and private fund adviser and providing portfolio management for pooled investment vehicles while also receiving performance-based compensation subject to a high-water mark, arrangements the brochure discloses and discusses as potential conflicts. The firm operates with a small management team and no employees, provides regular performance reporting to investors, and notes the potential for side letters, trade aggregation and allocation policies that may affect investors differently.