Oak Harbor Capital, LLC

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Client assets under management

$442,118,576

Clients

Advisors

of 20 employees

Firm type

No Active Advisors

Clients per advisor

—

Average account size

—

About

Oak Harbor Capital, LLC is an investment manager overseeing approximately $442 million across eighteen private pooled funds and serves accredited, qualified investors. The firm specializes in acquiring, servicing, and recovering distressed consumer receivables and nonperforming residential mortgage loans rather than providing advisory services to individual retail clients.

Oak Harbor manages the funds on a discretionary basis in accordance with each fund’s governing documents and uses proprietary recovery models and an in‑house asset management system (“Secure Blossom”) to price portfolios and monitor collections. It relies on a network of third‑party servicers and law firms for legal remediation, bankruptcy claim work, collateral review and collection activities as part of its end‑to‑end servicing model.

A notable feature is the firm’s close affiliation with an external law firm that performs pre‑purchase legal due diligence, collateral reviews, and many collection functions for the funds, which gives rise to additional fee arrangements and potential conflicts of interest. The firm also has a prior SEC disclosure event (a 2018 consent order concerning undisclosed related‑party transactions and a resulting civil penalty), a regulatory history that is uncommon among peers in this manager category.

Client services

Portfolio management

Expertise

Private / alternative investments

Occupation focus

Founder/Business Owner

Fee options

Fixed

Examples: $50 to $100 plus court costs for certain bankruptcy claim filings; up to $125 per mortgage file collateral review; flat fee up to $250 per file for legal review services; $500 monitoring and legal services fees on certain defaulted loan pools; $50 per assignment drafted and $100 per assignment recorded

Percentage

1.75% per annum of unrecovered invested capital or assets under management

Project-based

$75 - $110 per hour for paralegal time; $215 - $350 per hour for attorney time charged by affiliated law firm Weinstein & Riley, PC for certain matters

Performance-based

20% carried interest with 6-8% preferred return; certain older funds pay 4-5% management fee on net recoveries plus 5-25% success fee based on internal rate of return

Other

Account minimum: $250,000

Main office location

Oak Harbor Capital, LLC

4530 South Eastern Avenue, Suite 10

Las Vegas NV 89119-6181, United States

Number of offices

Most active in

Delaware · Nevada · Washington

Disclosures

Business activities & affiliations

Is active or affiliated with:

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Lawyer

They provide legal services, typically billed separately.

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 855-330-9520

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