Oak Capital Advisors, LLC

Oak Capital Advisors provides investment advisory and financial planning services to individual clients through managed accounts and retainer planning arrangements, requiring a minimum account size for advisory relationships. The firm’s brochure describes advice across cash, stocks, mutual funds, bonds and annuities and the preparation of written investment strategies, as well as ongoing planning services that include risk assessment, estate planning and financial organization.

The firm tailors portfolios to client time horizons and risk tolerance using methods such as asset allocation, dollar‑cost averaging, technical analysis and a mix of long‑ and short‑term purchase strategies, and offers both discretionary and non‑discretionary management. Accounts are reviewed at least quarterly (and more often upon material events or client changes), and the brochure discloses use of a national custodial platform for trade execution and custody.

Distinctive features noted in the brochure that are less common among similar independent advisers include work for pension or profit‑sharing plan clients and the provision of educational seminars or workshops. The brochure also discloses operational practices that differ from many peers — for example, the firm does not aggregate client orders into block trades and does not vote client proxies — which can affect trade execution and proxy handling.