O
Oak Capital Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$168,088,742
This total excludes 5 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
53
47% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
53
HighAverage account size
$3,171,486
About
Oak Capital Advisors is a sole proprietorship that provides investment management and asset-allocation advice primarily to individuals and their families, and also to corporations, public and private foundations and retirement plans. The firm manages roughly $186 million across a limited number of client relationships and delivers ongoing portfolio monitoring with regular quarterly reporting.
The firm’s investment approach centers on core holdings in index-tracking ETFs, with selective use of individual stocks and bonds as appropriate, and it emphasizes asset allocation as the key driver of long-term outcomes. Oak Capital seeks to minimize costs—including trading and advisory expenses—and operates with limited discretionary authority to implement agreed-upon plans while clients retain final control.
What differentiates this firm from many single-advisor independents is its client mix: it serves charitable organizations, corporate/business clients and pension or profit-sharing plans in addition to individual investors, a combination that is uncommon among peers. The firm also explicitly cites academic research supporting passive strategies and cost minimization, does not accept performance-based fees, and relies on third-party custodians for trade execution and custody.
Client services
Portfolio management
Expertise
Passive / index investing
Fee options
0.26% annually, charged quarterly as 0.065% per quarter in arrears
Fee-only: Fee based solely on percentage of assets under management
Main office location
Oak Capital Advisors
Dallas TX, United States
Number of offices
1
Most active in
Oak Capital Advisors has reported serving >5 clients in these states in the last 12 months.
Louisiana · South Carolina · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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