O
O'Keefe & Associates, P.C.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$64,676,634
Total clients
42
33% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
42
Average account size
$1,539,920
About
O’Keefe & Associates, PC is a small, state‑registered independent investment adviser that provides non‑discretionary investment management and periodic financial consulting primarily to individual clients. The firm operates as a single‑adviser professional corporation and manages client accounts through separately managed portfolios and ad hoc consulting engagements.
The firm’s investment approach follows principles of Modern Portfolio Theory, constructing diversified portfolios of equities, fixed‑income, mutual funds and ETFs with an emphasis on low‑cost index funds and quantitative research tools (including third‑party Morningstar data). Portfolios are customized to client goals and risk tolerances, and the firm generally requires client authorization for transactions rather than exercising discretionary trading authority.
What is unusual for a firm of this type is that the principal is a Certified Public Accountant and the firm offers accounting, tax advice and income tax preparation services (including IRS representation), with those outside business activities representing a material portion of the principal’s time and income. The combination of an accounting/tax practice with an investment advisory practice, along with the firm’s predominantly non‑discretionary asset management model, distinguishes it from most independent advisers.
Client services
Portfolio management
Expertise
Passive / index investing
Fee options
up to 1.0% annually
$250 per hour
Main office location
O'Keefe & Associates, P.C.
15900 S. Wolf Road Suite 203
Orland Park IL 60467, United States
Number of offices
1
Most active in
O'Keefe & Associates, P.C. has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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