O
O'Haver Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,000,000
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
42
7% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
42
HighAverage account size
$71,429
About
O'Haver Wealth Management, LLC provides ongoing portfolio management and financial planning to individuals, high-net-worth individuals, charitable organizations, and corporate/business clients. The firm prepares an Investment Policy Statement for each client and offers both discretionary and non‑discretionary management as well as one‑time financial planning engagements.
The firm’s investment process is built around client‑specific IPS documents and combines charting, fundamental, quantitative and technical analysis to implement tailored asset allocation and security selection. It limits recommendations primarily to mutual funds, fixed income, ETFs (including precious‑metal ETFs), annuities and private placements, and uses strategies that can include long‑term and short‑term trading, options and short sales while providing quarterly reporting through the custodian.
Distinctive features relative to many solo independent advisers include an affiliation with insurance businesses: the firm’s principal is a licensed insurance agent and the firm may recommend commissionable insurance products (conflicts are documented and clients may purchase recommended products elsewhere). The firm also serves institutional‑type clients (such as corporate entities and charitable organizations, and relationships that can include pension or profit‑sharing plan work), requires use of Folio Institutional as custodian, and may receive occasional soft‑dollar research benefits.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Annuities
Private / alternative investments
Fee options
Financial planning fixed fees range from $1,000 to $3,000.
$10,000 - $249,999: 2.00% $250,000 - $499,999: 1.75% $500,000 - $749,999: 1.50% $750,000 - $999,999: 1.25% $1,000,000 - $4,999,999: 1.00% $5,000,000 - $10,000,000: 0.75% $10,000,001 - And up: 0.50%
Account minimum: $10,000
Main office location
O'Haver Wealth Management, LLC
438 East Union Street
Newark NY 14513, United States
Number of offices
1
Most active in
O'Haver Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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