O'Grady Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,169,702
Clients
28
4% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
28
TypicalAverage account size
$220,347
About
O'Grady Financial LLC serves individual and high-net-worth clients, providing tailored investment management and both project-based and ongoing comprehensive financial planning. The firm operates as a solo, state-registered adviser with roughly $5.1 million in reported assets under management across about 32 client relationships.
Portfolios are built from client-specific investment policy statements and guided primarily by fundamental analysis, with account supervision on a discretionary basis and periodic reviews. The firm also uses third-party managers and model portfolios (including a named model provider that uses Modern Portfolio Theory) to implement asset allocation targets and may assist clients in selecting and monitoring outside managers.
Notably, O'Grady Financial sponsors a wrap fee program (described in its Form ADV Appendix 1), an arrangement that is uncommon among independent solo advisers of this size. The firm also participates in an institutional custodial program that provides access to trading and platform services, and its principal holds the CFP® designation with no disclosed disciplinary history.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
General estate planning guidance
Fee options
Project Based Financial Planning fixed fees range between $750 and $3,000, negotiable. Comprehensive Financial Planning upfront fee $500-$1,000; ongoing monthly fee $200-$600, negotiable.
$1 - $4,999,999: 1.00% annually $5,000,000 - $5,999,999: 0.90% annually $6,000,000 - $6,999,999: 0.80% annually $7,000,000+: 0.70% annually
Comprehensive Financial Planning ongoing fee $200-$600 per month, negotiable.
Main office location
O'Grady Financial LLC
Tampa FL, United States
Number of offices
1
Most active in
O'Grady Financial LLC has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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