O
O'Gorman Asset Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$10,556,882
Total clients
10
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
10
Average account size
$1,055,688
About
O’Gorman Asset Management is a small independent registered investment adviser that serves individual and high‑net‑worth clients with discretionary investment management, financial planning, retirement‑plan consulting, and fiduciary services for charitable organizations. The firm provides customized portfolio implementation and ongoing monitoring, and also offers standalone financial planning and business retirement plan design and education.
The firm’s investment approach emphasizes fundamental analysis and value‑oriented selection, using an investment policy statement and a proprietary methodology to construct diversified portfolios from individual equities, mutual funds, ETFs/ETNs and fixed‑income securities. Accounts are managed on a discretionary basis with continuous monitoring and rebalancing, and client reviews are conducted at least quarterly or as circumstances warrant.
Compared with many peers, O’Gorman operates as a one‑advisor boutique with roughly ten client relationships and about $10.6 million in discretionary AUM, resulting in a very small, hands‑on client roster. The firm’s principal also provides tax preparation services (approximately 10% of his time), and the firm accepts fiduciary assignments for endowments and consults on employer retirement plans while maintaining an institutional relationship with a major custodian for custody and operational support.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Active portfolio management
Retirement plans for business owners (SEP, solo 401k)
College savings (529s, UTMA, etc.)
Fee options
Fixed fees for financial planning or consulting services ranging from $500 to $3,000.
$0 - $125,000: 2.00% annually $125,001 - $250,000: 1.25% annually $250,001+: 1.00% annually
$200 per hour for financial planning or consulting services.
Fee-only: Investment management fees charged based on assets under management; no commissions received.
Main office location
O'Gorman Asset Management, Inc.
Valley Cottage NY, United States
Number of offices
1
Most active in
O'Gorman Asset Management, Inc. has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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