O'Connor Wealth Management, Inc.

O'Connor Wealth Management serves individuals, high-net-worth clients, trusts, estates, and charitable organizations through discretionary wealth management and a separate 401(k) plan administrative service. Its wealth management offering combines portfolio management with an ongoing, issue‑specific financial planning component that is provided as part of the advisory relationship rather than as a stand‑alone, fee‑for‑service plan.

The firm emphasizes a strategic, long‑term asset allocation approach using equities, fixed income, ETFs, mutual funds and, in some cases, adviser‑managed variable annuities, and tailors portfolios to clients’ life events and behavioral considerations. OWM operates with discretionary trading authority, requires client custody through the TradePMR/Wells Fargo platform for its wealth management clients, and generally does not aggregate client trades, which can affect execution practices and billing mechanics.

Distinctive features include a small advisory team model (two principals managing roughly $179 million for about 221 clients) and explicit disclosures that the principals are licensed to sell life insurance and annuity products and may receive commissions for those sales, as well as one principal’s separate tax preparation and planning business conducted alongside the firm. The firm also manages ancillary accounts held at other custodians as extensions of WMS, does not vote client proxies, and documents internal oversight practices such as quarterly peer reviews of each other’s managed accounts.