O'Connor Portfolio Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$50,708,655
Clients
123
42% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
123
Very HighAverage account size
$412,265
About
O’Connor Portfolio Management provides comprehensive portfolio management and financial planning and consulting to individuals (including high net worth clients) as well as trusts, estates and charitable organizations. The firm reports about $50.7 million in assets under management and accepts both discretionary and non-discretionary client relationships.
The firm tailors portfolios through an initial review of a client’s financial situation, goals and risk tolerance and allows clients to elect discretionary or non-discretionary authority on their comprehensive management agreement. Investment implementation draws on ETFs, mutual funds, individual stocks and bonds and option strategies (including covered calls and hedging), with a mix of fundamental, technical and cyclical analysis and at least quarterly account reviews.
Distinctive features include a larger share of the firm’s regulatory AUM managed on a non-discretionary basis (approximately $28.1 million non‑discretionary versus $22.6 million discretionary as of the firm’s filing), which is uncommon among peers and reflects an emphasis on prior client approval for trades. The firm also provides financial planning and a range of specialized consulting services (tax and corporate planning, cost segregation, real estate analysis) to portfolio clients at no additional charge and uses Charles Schwab as its custodian, receiving Schwab-provided research and support services.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$250,000 - $9,999,999: 2.00% $10,000,000 - $24,999,999: 1.50% $25,000,000+: 1.00%
Account minimum: $250,000 Fee-only: Financial Planning & Consulting provided only for Portfolio Management clients at no charge
Main office location
O'Connor Portfolio Management LLC
Tampa FL, United States
Number of offices
1
Most active in
O'Connor Portfolio Management LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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