O'Connor Financial Group, LLC

O'Connor Financial Group is a state‑registered investment adviser that manages roughly $82.9 million for about 270 clients, primarily individuals, trusts, estates and retirement plans. The firm offers discretionary and non‑discretionary portfolio management along with comprehensive financial consulting, including work with employer‑sponsored retirement plans and advice on variable annuity products.

The firm employs a mix of strategies — including individual equity selection, mutual funds, fixed‑income, alternative investments and a notable emphasis on options (including a practice of writing covered calls and selling covered puts) — and tailors allocations to each client’s risk tolerance and goals. It also sponsors a wrap‑fee program that bundles investment management and transaction execution into a single annualized fee and uses third‑party platforms (including the broker‑dealer platform it recommends) to access annuities and other insurance‑linked products.

What distinguishes this firm from many peers is the combination of roles its principals and advisory affiliates play: they recommend custody and brokerage through a named broker‑dealer platform and are also registered representatives and licensed insurance agents, allowing for both commission‑based securities transactions and insurance sales alongside fee‑based advisory services. The coexistence of a firm‑sponsored wrap program, routine options strategies (monthly covered calls), and the capacity to implement commission and insurance transactions represents an uncommon operational mix for a firm of this size.