O'Connor Capital Advisory, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$90,046,003
Clients
38
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
38
HighAverage account size
$2,369,632
About
The firm provides discretionary portfolio management and related financial planning services to a small, primarily high‑net‑worth client base, managing roughly $112.1 million across individualized accounts. In addition to individuals and families, the firm accepts charitable organization clients and sponsors or advises pension/profit‑sharing plans, which is less common among independent solo practitioners.
Its investment approach emphasizes highly customized portfolio construction and ongoing active management using a mix of long‑ and short‑term trades informed by fundamental, technical and cyclical analysis. Financial planning consultations are included for portfolio clients, and accounts are managed on a discretionary basis through the custodian selected by the firm.
Noteworthy for its size, the single‑advisor practice serves about 38 clients, enabling close, personalized oversight while relying exclusively on a single custodial platform (Fidelity Institutional Wealth Services) and participating in that platform’s institutional program. The brochure discloses potential conflicts related to custody and economic benefits from the custodian, and the firm does not generally vote client proxies and discloses a financial incentive to recommend rollovers of retirement accounts.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Fee options
$0 - $3,000,000: 1.00% annually $3,000,001 - $5,000,000: 0.75% annually $5,000,001+: 0.50% annually
Account minimum: $100,000
Main office location
O'Connor Capital Advisory, LLC
5635 N Scottsdale Rd, Ste 170
Scottsdale AZ 85250, United States
Number of offices
2
Most active in
O'Connor Capital Advisory, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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