Nuveen Asset Management, LLC

Nuveen Asset Management provides investment advisory and sub‑advisory services to a wide range of clients including pooled investment vehicles, institutional separate accounts, and retail separately managed accounts delivered through wrap fee and dual‑contract programs. Services include discretionary and non‑discretionary portfolio management, model portfolio provision, and overlay and administrative services for multi‑strategy managed account products.

The firm offers a broad array of strategies across municipal and taxable fixed income, global and domestic equities, listed real assets, multi‑asset allocations, alternatives and tax‑managed products. Certain offerings — notably the Tax Advantaged Strategies — use technology‑driven, model‑based tax loss harvesting and optimization (including AI‑enabled elements), and Nuveen’s investment teams commonly coordinate across affiliates and shared trading and research platforms.

Nuveen’s scale is notable: with roughly 280 billion in AUM and about 62,600 clients supported by 264 advisors (approximately 237 clients per advisor), the firm’s distribution and servicing model relies heavily on intermediaries, program sponsors and model delivery. It also has an uncommon depth in municipal capabilities and related affiliations — including an affiliated municipal advisor, state‑specific and ladder municipal strategies, use of structured municipal instruments (e.g., TOBs/inverse floaters) and an affiliated ultra‑short municipal vehicle used in certain cash sweep arrangements — and operates within the broader TIAA/Nuveen platform with affiliated broker‑dealer and commodity‑advisor registrations.