N
Nutmeg Capital Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$41,836,693
Total clients
37
51% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
37
Average account size
$1,130,721
About
Nutmeg Capital Advisors is a small independent registered investment adviser that provides discretionary portfolio management to individual clients (including high‑net‑worth individuals), as well as trusts and estates, and offers comprehensive written financial planning. Services are tailored to clients’ investment objectives, time horizons and risk tolerances and delivered under written advisory agreements.
The firm combines fundamental and technical methods — including charting, cyclical analysis, buy‑and‑hold positions and shorter‑term trading — to implement client strategies and conducts continuous account monitoring with periodic reviews. Notably, the firm employs margin borrowing and option strategies such as covered‑call writing in separately managed accounts, practices that are relatively uncommon among independent advisers.
As a solo adviser managing roughly $42 million in discretionary assets, the firm emphasizes individualized management overseen by a principal who holds the CFP designation. The firm also aggregates block trades across client accounts and relies on an institutional brokerage platform to support trade execution, custody and back‑office functions.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
$0 - $1,000,000: 2.0% (Growth-Oriented Portfolios) $1,000,001 - $10,000,000: 1.5% (Growth-Oriented Portfolios) $10,000,001+: 1.0% (Growth-Oriented Portfolios) $0 - $1,000,000: 1.0% (Income-Oriented Portfolios) $1,000,001 - $10,000,000: 0.75% (Income-Oriented Portfolios) $10,000,001+: 0.50% (Income-Oriented Portfolios) $0 - $1,000,000: 0.625% (Tax-Exempt Portfolios) $1,000,001 - $10,000,000: 0.50% (Tax-Exempt Portfolios) $10,000,001+: 0.0375% (Tax-Exempt Portfolios)
$250 per hour or other negotiated rate for Financial Planning services
Account minimum: $250,000 Fee-only: $250 per hour or other negotiated rate for Financial Planning services
Main office location
Nutmeg Capital Advisors, LLC
241 Main Street, 3 Rd Floor
Hartford CT 06106, United States
Number of offices
1
Most active in
Nutmeg Capital Advisors, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut · Vermont
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")