NRW Asset Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,311,751
Total clients
9
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
9
Average account size
$701,306
About
NRW Asset Management, Inc. is an independent registered investment adviser that provides discretionary portfolio management to individual clients, managing diversified accounts primarily with exchange-traded funds and mutual funds, and using occasional stocks and bonds. The firm offers ongoing monitoring and rebalancing and bills on an asset-based fee arrangement.
The firm’s investment process emphasizes strategic asset allocation informed by Modern Portfolio Theory and uses seven model allocation structures to align portfolios with each client’s risk tolerance and time horizon. Investment decisions are guided by a combination of fundamental, technical and cyclical analysis to help time entry and exit points, and the adviser typically operates with discretionary trading authority.
Compared with many independent advisers, the firm operates with a very small client roster and a single-advisor structure, resulting in a relatively large average account size and a concentrated, individualized advisory relationship. Custody of assets is maintained at a major broker-dealer (Charles Schwab), the firm maintains a written Code of Ethics, and it generally does not elect to participate in class-action litigation on clients’ behalf.
Client services
Portfolio management
Expertise
Wealth management
Passive / index investing
Active portfolio management
Fee options
$100,000 - $500,000: 1.00% annually $500,001 - $1,000,000: 0.90% annually $1,000,001+: 0.80% annually
Account minimum: $100,000 Fee-only: Asset-based fee arrangement calculated quarterly in advance; no commissions; fees separate from mutual fund expenses.
Most active in
NRW Asset Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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