Note Advisors, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$382,234,812
This total excludes 38 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
474
10% high-net worth
Total advisors
6
of 9 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
79
Average account size
$806,403
About
Note Advisors provides financial planning, portfolio and investment management, and related consulting to individuals, families, trusts, charitable organizations, pensions and corporations, with a material focus on high‑net‑worth households. The firm also offers tax preparation by Enrolled Agents, structured wealth coaching programs, estate‑planning assistance (including use of a third‑party digital estate service), and occasional out‑of‑scope business or real‑asset consulting.
The firm emphasizes a “planners first, then managers” workflow: a three‑step process of a holistic audit and financial modeling, identification of gaps and tailored recommendations, and coordinated implementation driven by the client’s financial plan. Asset allocation and investment decisions are derived from that plan; Note Advisors manages nearly all assets on a discretionary basis and generally requires a $500,000 discretionary minimum (waivable).
Distinctive aspects include in‑house tax preparation by credentialed Enrolled Agents and a formal multi‑month wealth‑coaching offering that encourages multigenerational participation, in addition to traditional portfolio management. Note Advisors routinely uses third‑party managers (with ongoing diligence and revenue‑sharing arrangements), recommends Schwab custody and institutional services, and oversees roughly $382 million in client assets across a mid‑sized advisor team.
Client services
Financial planning
Portfolio management
Selection of other advisers
Fee options
Fixed fees for financial planning and wealth coaching typically range from $2,500 to $50,000 depending on complexity; tax preparation and consulting fixed fees typically range from $500 to $5,000.
0.50% to 2.00% per annum (negotiable, depending on account size, complexity, and other factors)
$150 - $350 per hour for financial planning, tax preparation, and consulting services; rates depend on complexity and professional involved.
Account minimum: $500,000 minimum for discretionary services; $100,000 minimum for non-discretionary services (may be waived at firm's discretion) Fee-only: Asset management fees charged as percentage of assets under management, negotiated within 0.50% to 2.00% range.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Note Advisors, LLC
50 Lakefront Blvd, Suite 215
Buffalo NY 14202, United States
Number of offices
1
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