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Norton Barkley Asset Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$14,324,228
Clients
9
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
Very LowAverage account size
$1,591,581
About
Norton-Barkley Asset Management provides discretionary portfolio management and tailored financial planning primarily for individual and high-net-worth clients, trusts, family offices, and foundations, and also works with ERISA and other retirement plans. The firm also accepts engagements from domestic corporate pension plans and Taft-Hartley plans and offers pension consulting services.
The firm builds client plans around short-term liquidity needs and longer-term capital appreciation, constructing portfolios from individual stocks, bonds, index funds and ETFs. Investment decisions rely on fundamental analysis supplemented by technical and quantitative inputs, and include a proprietary evaluation system developed from academic research and used for over two decades.
Norton-Barkley manages roughly $14.3 million across a small, selective roster of client relationships, a scale that distinguishes it from many independent advisers while also offering institutional and pension consulting that is uncommon among peers. The adviser brings decades of senior-industry and public-pension experience to a wholly discretionary model and places client assets with third‑party custodians.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Active portfolio management
Fee options
$500,000 - $999,999: 1.25% of Assets $1,000,000 - $2,000,000: 1.00% of Assets $2,000,000+: Negotiated
Account minimum: $500,000
Main office location
Norton Barkley Asset Management
Denver CO, United States
Number of offices
1
Most active in
Norton Barkley Asset Management has reported serving >5 clients in these states in the last 12 months.
Colorado
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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