Northwood Investment Partners, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$18,433,530
Clients
20
30% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
20
TypicalAverage account size
$921,677
About
The firm provides discretionary investment management to separate accounts for both individual and institutional clients, including family offices, pension and foundation-type investors. Its brochure states the firm manages roughly $18.4 million across a small number of client accounts and requires a negotiated investment management agreement for each relationship.
The firm employs a concentrated value and event-driven approach, seeking undervalued securities and opportunities arising from bankruptcies, M&A arbitrage, and divestitures. Portfolios are managed under a single, consistent trading strategy across clients using common and preferred equity, options, and warrants, with target concentration levels intended to produce 20–30 positions.
Notably, the firm discloses and uses performance-based fee arrangements for qualifying clients and documents a high-water mark in its agreements, and it makes performance information available in its disclosures—practices that are uncommon among solo independent advisers. The principal also has an external affiliation with a boutique real estate investment entity, and the firm describes procedures for pro rata allocation when investment capacity is limited.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
2% annualized (0.5% quarterly)
Up to 20% of net profits, subject to high-water mark, payable annually
Account minimum: $100,000 Fee-only: Advisory fee negotiated in client’s investment management agreement
Main office location
Northwood Investment Partners, LLC
Portola Valley CA, United States
Number of offices
1
Most active in
Northwood Investment Partners, LLC has reported serving >5 clients in these states in the last 12 months.
California · Louisiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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