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Northpointe Investment Advisory, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$75,369,181
Clients
71
30% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
71
Very HighAverage account size
$1,061,538
About
NorthPointe Investment Advisory, LLC provides discretionary and non‑discretionary asset management and financial consulting to individuals (including high‑net‑worth clients), trusts, and small businesses, with particular emphasis on retirement planning and education‑funding projections. The firm manages portfolios across mutual funds, ETFs, stocks, bonds and other securities and does not impose a formal account minimum.
Investment decisions combine fundamental and technical analysis and are implemented through strategic asset allocation, periodic rebalancing, and trading as needed; the firm may use long‑term and short‑term positions as well as margin, short sales and option strategies. Accounts are reviewed on a regular schedule (quarterly, semi‑annual or as agreed), and the adviser works with clients and their tax professionals on portfolio monitoring and goal tracking.
Compared with many solo independent advisers, the firm’s principal maintains an ongoing affiliation with the insurance industry as a licensed insurance agent and continues to receive compensation from insurance products sold prior to the firm’s formation, though the firm states it will not sell new insurance products to advisory clients. The firm also typically custodians assets through Schwab Advisor Services and arranges fee debits via the custodian, a practice that can create custody‑reporting considerations that differ from some peers.
Client services
Portfolio management
Expertise
College savings (529s, UTMA, etc.)
Options & derivatives strategies
Fee options
$0 - $500,000: 0.75% annually $500,001 - $1,000,000: 0.65% annually $1,000,001+: 0.55% annually
Fee-only: Annual asset-based fees charged quarterly in arrears; no minimum quarterly fee; fees may be negotiable.
Main office location
Northpointe Investment Advisory, LLC
1101 Broad St., Box 5, Ste. 10
St. Joseph MI 49085, United States
Number of offices
1
Most active in
Northpointe Investment Advisory, LLC has reported serving >5 clients in these states in the last 12 months.
Michigan
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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