NorthPointe Financial Advisors LLC

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Client assets under management

Clients

0% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

About

The firm provides fee‑only financial planning, investment management, and educational seminars and speaking engagements to individual clients, including high‑net‑worth individuals. It operates with two advisors and a very small client base (five clients) as a recently formed registered investment adviser.

The firm develops individualized investment policies and asset allocation targets and employs a mix of passive and active strategies, using fundamental, technical, and mutual fund/ETF analysis. It implements portfolios directly or via third‑party managers and custodial platforms (including Betterment, Altruist, and Schwab) and conducts periodic account reviews.

What is distinctive is the inclusion of public and organizational educational seminars as a formal service offering, which is uncommon among peers. The practice is also notable for its small scale and recent start‑up status — it reported $0 in assets under management as of December 31, 2024 — and for offering both project‑based and ongoing planning engagements while principals maintain separate outside business activities.

Client services

Financial planning Portfolio management Educational seminars or workshops

Expertise

Business ownership considerations Cash flow / budgeting College savings (529s, UTMA, etc.) Retirement income strategy

Fee options

Fixed

Ongoing Financial Planning fees range from $165 to $300 per month or $495 to $900 per quarter; Project-Based Financial Planning fees range from $500 to $2,500; Educational Seminars fees range from $0 to $2,000 per seminar

Percentage

$0 - $100,000: 1.00% $100,001 - $500,000: 0.85% $500,001 - $1,000,000: 0.80% $1,000,000+: 0.75%

Other

Minimum fee: Initial fee for Ongoing Financial Planning up to $600, negotiable; fixed fees for Project-Based Financial Planning range from $500 to $2,500 Fee-only: Fee-only firm; compensation only from clients for services; no commissions or sales charges accepted

Main office location

NorthPointe Financial Advisors LLC

Milton MA, United States

Number of offices

Most active in

Illinois · Massachusetts · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 6172914347

Advisors at this firm

Tammy K

Series 65

Milton, MA

NorthPointe Financial Advisors LLC

Tammy Kaiser is a financial advisor at NorthPointe Financial Advisors LLC with three years of industry experience. She holds a Series 65 designation and previously worked at Lurie Davis Wealth Management and St Xavier University. Outside of her advisory role, she is a partner in Hometown Rental Solutions LLC. NorthPointe Financial Advisors LLC is a fee-only firm serving individual clients, including high-net-worth individuals, with financial planning, investment management, and educational seminars. The firm employs both passive and active strategies and offers project-based and ongoing planning engagements.

Business ownership considerations Cash flow / budgeting College savings (529s, UTMA, etc.) Retirement income strategy

Traci J

Series 63, Series 65, Series 66

Milton, MA

NorthPointe Financial Advisors LLC

Traci Johnson is a financial advisor at NorthPointe Financial Advisors LLC with three years of industry experience. She holds Series 63, Series 65, and Series 66 licenses. In addition to her advisory role, she is a 50% managing partner of Hometown Rental Solutions LLC, a rental property business she has been involved with since 2013. NorthPointe Financial Advisors LLC is a fee-only firm serving individual clients, including high-net-worth individuals. The firm offers financial planning, investment management, and educational seminars, using a combination of passive and active investment strategies tailored to each client.

Business ownership considerations Cash flow / budgeting College savings (529s, UTMA, etc.) Retirement income strategy

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