Northpeak Financial, Inc.

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Client assets under management

$66,785,723

Clients

162

12% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

High

Average account size

$412,258

About

NorthPeak Financial, Inc. provides investment advisory and financial planning services to individuals (including high-net-worth clients), trusts, estates, charitable organizations, corporations, and employee benefit plans. The firm offers both discretionary and non‑discretionary portfolio management, modular and ongoing financial planning, and pension consulting for retirement plans.

The firm’s investment process is customized to client objectives and uses a mix of analytical methods — including charting, fundamental and technical analysis, cyclical and economic review — to inform security selection and asset allocation. Portfolios are monitored on an ongoing basis with periodic rebalancing, and the firm blends model outputs with advisor judgment when implementing long‑term, short‑term, or ETF‑based strategies.

Noteworthy for a firm of this size, NorthPeak provides pension consulting services — such as marketplace searches, service‑provider analysis, plan benchmarking, and existing plan reviews — and also advises retirement plan and pooled investment vehicle clients. Representatives also act as licensed insurance agents and receive compensation from insurance sales, a separate revenue stream the firm discloses and manages as a potential conflict of interest.

Client services

Financial planning Portfolio management Pension consulting

Expertise

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Fee options

Fixed

Negotiable fixed fees for financial plans or consulting services

Percentage

$0 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $3,000,000: 0.75% Over $3,000,000+: 0.50%

Project-based

$125 per hour

Other

Account minimum: $100,000

Main office location

Northpeak Financial, Inc.

50 Carroll Creek Way, Suite 220

Frederick MD 21701, United States

Number of offices

Most active in

Florida · Maryland · Virginia

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 240-515-0113

Advisors at this firm

Christopher R

Series 65

Frederick, MD

Northpeak Financial, Inc.

Christopher Rhoads is a financial advisor at NorthPeak Financial, Inc. with eight years of industry experience. He holds a Series 65 designation and has worked at NorthPeak Financial since 2021. Outside of advising, he is the managing member of WealthFlow Inc., an insurance agency, and the CEO of Live Pulse, a technology company. NorthPeak Financial, Inc. provides investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, corporations, and employee benefit plans. The firm uses a customized investment process combining analytical methods and advisor judgment to manage portfolios and also offers pension consulting services.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Jason C

Series 63, Series 65

Frederick, MD

Northpeak Financial, Inc.

Jason Cox is a financial advisor with Northpeak Financial, Inc. in Orlando, FL, holding Series 63 and Series 65 licenses and bringing 24 years of industry experience. He has been with Northpeak Financial since 2011. NorthPeak Financial, Inc. provides investment advisory and financial planning services to individuals, trusts, estates, charitable organizations, corporations, and employee benefit plans. The firm uses a customized investment process combining analytical methods and advisor judgment to manage portfolios, and it also offers pension consulting and retirement plan advisory services.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

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