Northlake Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$65,170,091
Clients
53
42% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
53
HighAverage account size
$1,229,624
About
Northlake Capital Management serves individuals, trusts, estates, retirement plans and charitable organizations with individualized investment management of publicly traded securities, including U.S. listed stocks, ADRs and taxable and tax‑exempt bonds. The firm manages client assets on a discretionary basis and does not offer standalone financial planning or sponsor wrap programs.
Northlake’s investment process combines fundamental and technical analysis and employs a mix of long‑term holdings, short‑term trading and option writing as appropriate to client objectives and risk parameters. The adviser consults with clients on objectives and guidelines, publishes regular research commentary on its website, and sells trade signals that reflect strategies used for client accounts.
Distinctive aspects include a small, owner‑run advisory structure and the firm’s use of alternative client billing options such as flat fees for smaller or low‑activity accounts. The firm generally custodys client assets at Schwab Institutional (giving Schwab accounts trade and allocation priority and access to block trading) and maintains proxy voting practices that, in many cases, follow company management recommendations.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$15 to $1,500 per quarter depending on account size and expected activity (typically for accounts under $250,000)
$0 - $5,000,000: up to 1% annually $5,000,001+: lower negotiated fee
Main office location
Northlake Capital Management, LLC
Bayfield WI, United States
Number of offices
1
Most active in
Northlake Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
Illinois · Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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