Northeast Financial Group, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,442,742,559
Total clients
553
29% high-net worth
Total advisors
1
of 1 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
553
Average account size
$2,608,938
About
Northeast Financial Group, LLC provides comprehensive financial planning and investment management to individuals (including high-net-worth clients), pension and profit-sharing plans, state and municipal government entities, and pooled investment vehicles. Services described in the brochure include standalone and ongoing financial planning, portfolio management on either a discretionary or non-discretionary basis, retirement plan consulting and participant education, 1031 exchange assistance, and sponsorship/management of private funds.
The firm follows an asset-allocation framework and uses fundamental, technical and cyclical analysis to select mutual funds, ETFs, individual securities and Independent Managers aligned with a client’s objectives, time horizon and risk tolerance. NEFG also advises on product-specific platforms (for example, variable life/annuity options and 529 plans), recommends private placements to eligible accredited investors, and serves in both ERISA fiduciary and non-fiduciary advisory roles for retirement plans as appropriate.
Distinctive aspects noted in the brochure include NEFG’s role as managing member and sponsor of affiliated private pooled funds focused on real estate, debt and private lending, with performance-based compensation structures disclosed in the Funds’ offering documents and associated conflict-of-interest disclosures. The firm reported about $1.44 billion in assets under management as of December 31, 2025 split roughly equally between discretionary and non-discretionary mandates, operates under common control with an affiliated SEC-registered adviser and accounting firm, and engages an independent PCAOB-registered accountant to audit the Funds’ financials.
Client services
Expertise
Occupation focus
Fee options
Fixed fee for financial planning and consulting services ranging from $500 to $20,000, negotiable
Investment management annual fee ranges from 0.20% to 1.35% based on portfolio size and composition (fee is negotiable and tiered by assets)
Certain supervised persons offer insurance products under separate commission-based arrangements
Hourly fee for financial planning and consulting services up to $1,000 per hour, negotiable
Performance-based fees charged by affiliated private pooled investment funds (the Funds) for qualified investors
Account minimum: $1,000 minimum annual fee for investment management services (equivalent to minimum assets of approximately $50,000 based on typical fees) Minimum fee: Minimum annual fee of $1,000 for investment management services Fee-only: Financial planning fixed fees from $500 to $20,000; hourly rates up to $1,000 per hour (both negotiable)
Main office location
Northeast Financial Group, Inc.
3435 Winchester Road, Suite 102
Allentown PA 18104, United States
Number of offices
3
Most active in
California · Delaware · Florida · Illinois · New Hampshire · New Jersey · New York · North Carolina · Pennsylvania · South Carolina · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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