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Northeast Capital Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$105,256,041
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
84
48% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
84
Average account size
$1,253,048
About
Northeast Capital Management provides discretionary investment management to individuals, high-net-worth clients, pension and profit-sharing plans, trusts, estates, charitable organizations, and corporate entities. The firm develops client-specific investment policies through personal discussions and implements portfolios intended to meet each client’s stated objectives.
The firm employs both fundamental and technical analysis and may use a range of strategies including long- and short-term holdings, trading, short sales, margin transactions, and option writing, with account supervision guided by client objectives. All client assets are managed on a discretionary basis with ongoing account reviews and custody through independent custodians (the brochure notes use of Charles Schwab Institutional and related custodial services).
Notably, the brochure identifies pension and profit-sharing plans among the firm’s client types, a client segment that is less common for independent advisers of this category. With roughly $105 million in discretionary assets across 84 client accounts, the firm documents formal policies for proxy voting, trading practices, and a written code of ethics in its disclosure brochure.
Client services
Portfolio management
Pension consulting
Expertise
Active portfolio management
Fee options
1% annually, billed quarterly at 0.25% per quarter
Account minimum: $750,000 Minimum fee: $7,500 minimum annual fee
Main office location
Northeast Capital Management, Inc.
2020 Ponce Deleon Blvd, Suite 1205 B
Coral Gables FL 33134, United States
Number of offices
2
Most active in
Northeast Capital Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Florida · Massachusetts · Rhode Island
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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