Northcape Wealth Management

NorthCape Wealth Management serves individuals (including high-net-worth clients), trusts, businesses, retirement plans, and other entities, providing investment and wealth management, selection of independent managers, financial planning, and fiduciary and non‑fiduciary plan sponsor services. Engagements are documented by written advisory agreements and may include ongoing portfolio management as well as stand‑alone planning or consulting.

The firm offers primarily discretionary portfolio management (with limited non‑discretionary arrangements) and constructs risk‑adjusted, tax‑aware asset allocation plans tailored to each client’s cash‑flow needs and objectives. Security selection combines qualitative, quantitative, technical and relative‑strength analysis and may use a mix of active and passive instruments, separately managed accounts, private market or interval fund investments, and option strategies (including covered and uncovered option writing) where appropriate.

Distinctive attributes in NorthCape’s practice include managing roughly $706 million in client assets while operating with a four‑advisor team and about 570 client relationships, resulting in a comparatively large client base per advisor for a firm of its size. The firm sponsors a wrap fee program, uses Independent Managers and programs available through Wells Fargo (including unified managed and separately managed account programs), and relies on institutional brokerage and custody arrangements with Trade‑PMR and First Clearing to support trade execution, custody and reporting.