North Haven Financial LLC

Updated today

Find your advisor

Client assets under management

$36,397,084

Clients

67% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$1,102,942

About

North Haven Financial LLC provides comprehensive financial planning and portfolio management to individual and high‑net‑worth clients, as well as to employer retirement plan sponsors. The firm emphasizes retirement‑income planning as its core offering and delivers both integrated investment management and standalone planning engagements.

NHF generally implements a predominantly passive, asset‑class‑weighted investment approach—using index mutual funds and ETFs—while also conducting fundamental analysis on individual holdings and, when appropriate, engaging third‑party managers. Clients work under ongoing planner relationships that include implementation support, review, and continuous access via a retainer arrangement, and the firm advises on outside accounts it cannot directly manage.

Noteworthy for a firm of its size, NHF serves a small client base with a two‑advisor team and combines engagement fees with ongoing retainers rather than relying solely on simple AUM billing structures. The firm is fee‑only, requires custody at Charles Schwab or Altruist for managed accounts, offers fixed‑term retirement assessment packages and limited pro bono targeted planning, and its staff hold specialized credentials in retirement income and tax planning.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers

Expertise

Retirement income strategy General retirement planning Income planning General tax planning

Fee options

Subscriptions

Comprehensive Financial Planning with Investment Management ongoing annual fees paid monthly or quarterly; Financial Planning fee between $4,000 and $10,000; Investment Advisory Fee 0.6% annually; Investment Management without Planning fee: annual asset-based fee 0.75%; Employee Retirement Plan Services fixed fee $2,500 - $5,000 annually or up to 0.50% of plan assets

Other

Minimum fee: Engagement fee ranging from $3,000 to $6,000 depending on service Fee-only: Comprehensive Financial Planning without Investment Management: $10,000 to $20,000 annually; Fixed-Term Financial Planning: $3,000 to $5,000; Targeted Financial Planning: pro bono

Main office location

North Haven Financial LLC

Suffield CT, United States

Number of offices

Most active in

Connecticut · Maine · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

LinkedIn Facebook Website 207-220-1639

Advisors at this firm

Devon R

CFP®

Suffield, CT

North Haven Financial LLC

Retirement Planning is what we do best. We specialize in developing custom income solutions and tax strategies for your retirement. We started North Haven Financial because we see a great need to help people achieve financial security so they can live their best lives with peace of mind. If you are approaching retirement or have recently retired, the need for a clear financial plan has never been greater. We want to simplify the important decisions you have to make so you can achieve confidence and financial security in a way that supports a fulfilling, meaningful life. We do not sell products or make commissions. We offer retirement planning, tax planning, and investment management, with a focus on retirement income. - Tax Planning - Health Insurance Planning (Medicare, ACA) - Social Security Claiming Strategies - Proactive Aging & Long-Term Care Planning - Estate Planning - Withdrawal Strategies / Pension Payout Options - Guaranteed Income Strategies - Charitable Giving Check out our services page for more details on how we can help you achieve your retirement aspirations.

General retirement planning Income planning General tax planning Baby Boomers (Born 1946-1964)

Mike R

CFP®, RICP®

Suffield, CT

North Haven Financial LLC

Retirement Planning is all we do. We specialize in developing custom income solutions and tax strategies for your retirement. We started North Haven Financial because we see a great need to assist people in achieving financial security so they can live their best lives with peace of mind. If you are approaching retirement or have recently retired, the need for a clear financial plan has never been greater. We want to help you achieve confidence and financial security in a way that supports a fulfilling, meaningful life. We do not sell products or make commissions. We offer retirement planning, tax planning, and investment management, focusing on retirement income. - Tax Planning - Health Insurance Planning (Medicare, ACA) - Social Security Claiming Strategies - Proactive Aging & Long-Term Care Planning - Estate Planning - Withdrawal Strategies / Pension Payout Options - Guaranteed Income Strategies - Charitable Giving Check out our services page for more details on how we can help you achieve your retirement aspirations.

Income planning General retirement planning General tax planning Baby Boomers (Born 1946-1964)

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may—or may not—fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend—and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction—we're here to make sure the relationship works for you—and if not, to navigate next steps with clarity.

Our ongoing support