Norris Financial Group, LLC

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Client assets under management

$326,406,520

Clients

362

22% high-net worth

Advisors

of 6 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

121

Very High

Average account size

$901,675

About

Norris Financial Group, LLC provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), as well as participant and employer retirement plans. The firm offers discretionary and non‑discretionary portfolio management, one‑off financial planning and hourly consulting, participant education, and access to a web‑based account aggregation tool.

The firm tailors advice around client risk tolerance and written investment policy statements, using risk modeling (via Ibbotson) and routine rebalancing to manage portfolios. For trading and execution it routes business through Osaic Wealth and Pershing, employing block (aggregated) trading and other execution practices when appropriate, and coordinates with clients’ other professionals as part of ongoing reviews.

What is distinctive is that Norris sponsors a bundled wrap fee platform (the Vision2020 Wealth Management Platform) through Osaic Wealth, an arrangement that is relatively uncommon among peers and is integrated with the firm’s advisory and retirement‑plan offerings. The firm operates with a small advisory team managing roughly $353 million in assets and its advisory representatives are dually registered with Osaic Wealth, permitting implementation on either a fee or commission basis—a practice the brochure discloses as a potential conflict of interest.

Client services

Financial planning Portfolio management Pension consulting

Expertise

General retirement planning Retirement income strategy

Occupation focus

Founder/Business Owner

Fee options

Fixed

Preparation of Investment Policy Statement minimum fee $350; Retirement Plan Consulting fixed fees from $1,000 to $100,000.

Percentage

$50,000 - $74,999: 1.50% $75,000 - $99,999: 1.50% $100,000 - $249,999: 1.45% $250,000 - $499,999: 1.39% $500,000 - $749,999: 1.35% $750,000 - $1,249,999: 1.30% $1,250,000 - $1,999,999: 1.25% $2,000,000 - $4,999,999: 1.15% $5,000,000 - $24,999,999: 1.10% $25,000,000+: 1.00%

Commissions

Advisory Representatives are registered representatives of Osaic Wealth, Inc. and may earn commissions on securities and insurance products; commissions vary and are not specified.

Project-based

Consulting services at $200 per hour; Retirement Plan Consulting hourly fees $50-$300 per hour; Additional planner time billed up to $200 per hour.

Other

Account minimum: $50,000 Fee-only: Initial and annual planning fees generally range between $1,200 and $2,000; Financial planning fees can be fixed or hourly; Consulting services at $200 per hour; Investment Policy Statement preparation minimum fee $350; Participant Retirement Plan Advice fees: $350 initial IPS fee plus report fees ranging from $100 to $500 per report with maximum annual fee $1,200; Retirement Plan Consulting fees: fixed fee $1,000-$100,000, hourly $50-$300, basis points 10-100 bps for $0-$20M assets, scaling down for higher assets

Main office location

Norris Financial Group, LLC

605 N. Main Street

Greenville SC 29601, United States

Number of offices

Most active in

Colorado · Florida · Georgia · Louisiana · North Carolina · Ohio · South Carolina · Tennessee · Texas

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook Website 864-235-6408

Advisors at this firm

Altman N

Series 66

Greenville, SC

Norris Financial Group, LLC

Altman Norris is a financial advisor at Norris Financial Group, LLC with 20 years of industry experience. He holds a Series 66 designation and has worked at Norris Financial Group since 2004 and Osaic since 2005. In addition to his advisory role, he is an insurance agent specializing in life and disability insurance. Norris Financial Group is an independent registered investment adviser serving individuals, retirement plans, trusts, and businesses. The firm provides discretionary portfolio management, financial planning, and retirement plan consulting, using risk-assessment tools and a proprietary platform to tailor investment advice according to client goals and risk tolerance.

General retirement planning Retirement income strategy Founder/Business Owner

Terry N

CFP®, ChFC®, Series 63, Series 66

Greenville, SC

Norris Financial Group, LLC

Terry Norris is a CFP® and ChFC® with 41 years of experience in the financial services industry. He is the principal of Norris Financial Group, LLC in Greenville, SC, where he has worked since 2000, and he also owns Terry L. Norris Financial Services, Inc. Outside of his advisory work, he is involved in insurance sales, focusing on life insurance and fixed annuity products. Norris Financial Group is an independent registered investment adviser serving individuals, retirement plans, trusts, and businesses. The firm provides discretionary portfolio management, financial planning, and retirement plan consulting, using a risk-based approach with tools such as the Vision2020 Wealth Management Platform.

General retirement planning Retirement income strategy Founder/Business Owner

Calvin D

Series 66

Greenville, SC

Norris Financial Group, LLC

Calvin Davis is a financial advisor with Norris Financial Group, LLC in Greenville, SC, holding a Series 66 designation and 10 years of industry experience. He has worked at Norris Financial Group since 2017 and previously spent two years at Merrill and has been affiliated with Bank of America since 2015. Outside of advising, he is also an insurance agent at Norris Financial Group. Norris Financial Group is an independent registered investment adviser serving individuals, retirement plans, trusts, and businesses. The firm provides investment advisory services, financial planning, and retirement plan consulting, using a discretionary portfolio management approach through its Vision2020 Wealth Management Platform, which incorporates risk assessment and asset allocation tailored to client goals.

General retirement planning Retirement income strategy Founder/Business Owner

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