N
Norfield Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$8,212,175
Total clients
34
44% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
34
Average account size
$241,535
About
The firm advises individual and high‑net‑worth clients through discretionary asset management, primarily implementing a growth-oriented, “private equity in public markets” investment strategy that emphasizes concentrated equity positions and fundamental analysis. It manages client accounts on a discretionary basis and historically has had involvement with pooled investment vehicles and a private fund that was recently dissolved.
Investment approach centers on long‑term, concentrated holdings selected for revenue and earnings growth, with regular (at least monthly) portfolio reviews and rebalancing as needed. The firm also employs derivatives in separately managed accounts — including deep‑in‑the‑money call options as a stock‑replacement technique, covered calls, option spreads, and index or VIX‑based puts for market hedging.
Noteworthy for a small, single‑advisor independent firm is its prior role in sponsoring a private fund and an affiliation with an entity that provides investment management to private funds, activities that are uncommon among peers of this size. The firm’s principal also devotes a substantial portion of time to an unrelated engineering business, and the combination of private‑fund experience and routine use of options and volatility instruments differentiates its service mix from many similar advisers.
Client services
Portfolio management
Expertise
Concentrated stock management
Options & derivatives strategies
Active portfolio management
Fee options
1.5% or negotiated lower (for Growth Portfolio)
Account minimum: $100,000 (minimum can be waived) Fee-only: Standard annual management fee is 2.00%, currently only one investment strategy (Growth Portfolio) with fees either 1.5% or negotiated lower
Main office location
Norfield Capital, LLC
Madison CT, United States
Number of offices
1
Most active in
Norfield Capital, LLC has reported serving >5 clients in these states in the last 12 months.
California · Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")