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Norcross Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$303,000
Clients
4
50% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
Very LowAverage account size
$75,750
About
Norcross Capital Management provides discretionary portfolio management exclusively for individual and high-net-worth clients and does not offer financial planning or consulting services. The firm operates with a very small client base and assets under management, which results in highly individualized account handling and reporting arrangements.
The firm follows a value-oriented, absolute-return, bottom-up investment approach that is benchmark-agnostic and may include small- and micro-cap equities, concentrated portfolios, and opportunistic use of margin, short sales, and options. The portfolio manager invests alongside clients and typically holds the manager’s highest-conviction ideas as the largest positions across client accounts.
Distinctive operational features include a requirement that client accounts use Interactive Brokers for custody and execution and an absence of soft-dollar receipt or outside research arrangements. Norcross does not invest in cryptocurrencies, does not apply ESG criteria in its process, does not publish regular research reports, and issues an annual letter as its primary formal client communication.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Fee options
1% of assets under management annually, calculated quarterly as 0.25% per quarter
Main office location
Norcross Capital Management LLC
South Chatham MA, United States
Number of offices
2
Most active in
Norcross Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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