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Norberg Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$11,112,375
Clients
7
100% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
Very LowAverage account size
$1,587,482
About
Norberg Capital Management provides discretionary portfolio management primarily to high‑net‑worth individual investors through separately managed accounts, charging asset‑based advisory fees. The firm does not offer financial planning or hourly consultation services and generally looks for managed account relationships at or above a $100,000 threshold.
Its stated objective is to produce consistent income and portfolio appreciation with lower volatility than the S&P 500 by emphasizing interest, dividends and capital gains, maintaining generally long holding periods and a relatively low turnover profile. The firm does not use margin or leverage, may hold significant cash defensively, and manages accounts on a discretionary basis while custodians hold client assets.
Distinctive for a supported‑firm peer set, Norberg serves a narrowly focused client base (a very small roster of high‑net‑worth individuals) and does not include non‑HNW individual clients in its practice. The brochure also discloses that the adviser receives research from its broker‑custodian (RBC Capital Markets) and may receive mutual fund 12b‑1 compensation, does not participate in wrap fee programs, and does not intend to vote client proxies.
Client services
Portfolio management
Expertise
Wealth management
Fee options
$100,000 - $499,999: 2.00% $500,000 - $999,999: 1.50% $1,000,000 - $4,999,999: 1.00% $5,000,000+: 0.80%
Account minimum: $100,000 Fee-only: Fees based on assets under management, tiered as above
Main office location
Norberg Capital Management, LLC
Irvine CA, United States
Number of offices
1
Most active in
Norberg Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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