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Nobles & Richards Advisors, LLC

Updated today

Client assets under management

$34,380,882

Clients

128

9% high-net worth

Advisors

4

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

32

Low

Average account size

$268,601

About

Nobles & Richards Advisors provides investment management, financial planning, and consulting to a mix of individuals (including high-net-worth clients), pension and profit-sharing plans, charitable organizations (including donor-advised fund accounts subject to sponsor approval), state or municipal entities, and businesses. The firm reports approximately $34 million in assets under management across about 128 client relationships and, like many peers, offers portfolio management for individuals and charges percentage-of-AUM advisory fees.

The adviser typically provides continuous, primarily non-discretionary portfolio management, developing client-specific investment policies through personal interviews that assess objectives, risk tolerance, time horizon and tax considerations; discretionary authority is accepted only rarely and under separate written agreements. Its investment process uses fundamental and market/asset-based analysis and may include alternative investments and structured products when suitable, and the firm may manage donor-advised fund accounts within the sponsoring organization’s guidelines.

Nobles & Richards is notable for its broker-dealer and insurance affiliations: certain supervised persons are registered representatives of an affiliated FINRA-member broker-dealer that sells private placements, oil and gas interests, variable products, Regulation A/Reg CF offerings and, in some cases, may earn commissions rather than typical advisory fees (the firm discloses arrangements to offset advisory fees when commissions apply). The firm also includes licensed insurance agents among its personnel and maintains specific custodian and fee-debiting arrangements (including relationships with Altruist, Schwab, and American Funds) that influence execution, custody, and billing practices.

Client services

Financial planning Portfolio management

Expertise

Wealth management Private / alternative investments

Fee options

Fixed

Fixed fees may be charged for specific advisory, consulting, or financial planning services, agreed upon in advance

Percentage

$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.80% $3,000,001 - $10,000,000: 0.60% $10,000,001 - $15,000,000: 0.40% $15,000,001+: Negotiable

Commissions

Commissions earned on private placements or variable annuities sold through affiliated broker-dealer; advisory fees waived on those transactions

Project-based

Minimum hourly fee is $250 per hour; actual fee varies based on service and complexity

Other

Fee-only: Financial Planning and Consulting fees charged hourly with minimum $250 per hour; fixed fees also charged based on scope

Main office location

Nobles & Richards Advisors, LLC

801 E. Plano Pkwy, Suite 220

Plano TX 75074, United States

Number of offices

1

Most active in

Florida · New Jersey · New York · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Quick links

Advisors at this firm

user avatar

Joy M

Series 63, Series 66

Plano, TX

Nobles & Richards Advisors, LLC

Joy Martinsen is an investment adviser representative at Nobles & Richards Advisors, LLC with 12 years of industry experience. She holds Series 63 and Series 66 licenses and has worked at multiple firms, including Fourstar Wealth Advisors LLC and Centaurus Financial, Inc. Outside of her advisory role, she is a partner in Comprehensive Health Solutions LLC, which provides Medicare sales and service. Nobles & Richards Advisors offers investment management, financial planning, and consulting services to individuals, pension plans, charitable organizations, and businesses. The firm employs a primarily non-discretionary portfolio management approach based on fundamental and market analysis and serves approximately 128 clients with around $34 million in assets under management.

Wealth management Private / alternative investments
user avatar

Terri H

Series 65

Plano, TX

Nobles & Richards Advisors, LLC

Terri Herring is a financial advisor at Nobles & Richards Advisors, LLC with 15 years of industry experience. She holds a Series 65 designation and has worked at Nobles & Richards, Inc. since 2011, as well as at Petrogrowth Energy Advisors, L.L.C., XLII Financial Services LLC, and Brown & Brown Securities. Nobles & Richards Advisors provides investment management, financial planning, and consulting services to individuals, pension and profit-sharing plans, charitable organizations, municipal entities, and businesses. The firm manages approximately $34 million in assets across 128 client relationships, offering primarily non-discretionary portfolio management based on client-specific investment policies developed through personal interviews.

Wealth management Private / alternative investments
user avatar

Ilonka N

Series 63, Series 66

Plano, TX

Nobles & Richards Advisors, LLC

Ilonka Nobles is a financial advisor with Nobles & Richards Advisors, LLC in Plano, TX, holding Series 63 and Series 66 licenses and with 27 years of industry experience. She has been with Nobles & Richards Advisors since 2016 and has been involved with Nobles & Richards, Inc. since 2008. Outside of advisory services, she owns and consults for Telemarketing Law Compliance, LLC. Nobles & Richards Advisors provides investment management, financial planning, and consulting services to individuals, pension and profit-sharing plans, charitable organizations, state or municipal entities, and businesses. The firm manages approximately $34 million in assets and offers primarily non-discretionary portfolio management using fundamental and market-based analysis, including alternative investments and structured products when suitable.

Wealth management Private / alternative investments
user avatar

Cipriano G

Series 63, Series 65

Plano, TX

Nobles & Richards Advisors, LLC

Cipriano Gomez is a financial advisor at Nobles & Richards Advisors, LLC with 19 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at The Vanguard Group, USAA Investment Services, and Charles Schwab. Outside of his advisory role, he is also involved in the restaurant and hospitality industry as a barback and security staff at The Womack. Nobles & Richards Advisors provides investment management, financial planning, and consulting services to individuals, pension and profit-sharing plans, charitable organizations, state or municipal entities, and businesses. The firm employs a primarily non-discretionary portfolio management approach, incorporating fundamental and market analysis, and manages approximately $34 million in assets across about 128 client relationships.

Wealth management Private / alternative investments
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