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Noble Capital Management, Inc.

Updated today

Client assets under management

$10,000,000

Clients

22

64% high-net worth

Advisors

4

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

6

Very Low

Average account size

$454,545

About

Noble Capital Management, Inc. provides discretionary portfolio management and retirement planning advice primarily to individual and high‑net‑worth clients, delivering model portfolios and strategies that focus on ETFs and mutual funds. The firm reports managing approximately $10 million in client assets for about 22 clients and offers a sponsored wrap‑fee program that bundles management, transaction, custodial and administrative services.

The firm's investment process is model‑based and ETF‑centric, implementing a dynamic asset allocation that uses relative‑strength analysis and daily market risk and trend assessments to allocate among predefined plans (Income and Growth, Growth, Growth and Income, Aggressive Growth). Portfolios in the wrap program are managed on a discretionary basis according to those models, and clients generally cannot change the specific holdings within a model other than by imposing broad restrictions.

Noteworthy distinctions include an affiliation with an in‑house broker‑dealer and advisory personnel who also serve as registered representatives and licensed insurance agents, arrangements the firm discloses can create conflicts of interest (for example, selection of share classes that pay 12b‑1 fees and receipt of commissions). The brochure also discloses prior regulatory findings from a state examination (relating to ADV amendments, fee invoicing, financial reporting, net‑capital and registration matters) and resolved FINRA actions involving the affiliated broker‑dealer, which the firm identifies as material disclosure events and which are uncommon among peers.

Client services

Portfolio management

Expertise

Passive / index investing

Fee options

Percentage

$50,000 - $99,999: 2.75% $100,000 - $249,999: 2.50% $250,000 - $499,999: 2.25% $500,000 - $749,999: 2.00% $750,000 - $999,999: 1.75% $1,000,000 - $2,999,999: 1.38% $3,000,000+: 1.00%

Commissions

Commission-based compensation earned by persons also registered as representatives with affiliated broker-dealer; insurance commissions also earned separately.

Other

Account minimum: $50,000

Main office location

Noble Capital Management, Inc.

150 East Palmetto Park Road, Suite 110

Boca Raton FL 33432, United States

Number of offices

2

Most active in

Connecticut · Florida

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Nicolaas P

Series 63, Series 66

Westport, CT

Noble Capital Management, Inc.

Nicolaas Pronk is a financial advisor at Noble Capital Management, Inc. with 38 years of industry experience. He has been with Noble Capital Management since 1996 and Noble Capital Markets Inc./Noble Financial Group Inc. since 1995. Outside of his advisory role, he serves as an investor and chairman for several entities, including Sky One Aviation LLC and Sky One Holdings LLC. Noble Capital Management, Inc. provides discretionary portfolio management and retirement planning advice primarily to individual and high-net-worth clients, using model portfolios focused on ETFs and mutual funds. The firm employs a model-based, ETF-centric investment process with dynamic asset allocation informed by relative-strength analysis and market risk assessments.

Passive / index investing
user avatar

Dennie C

CFP®, Series 63, Series 65

Boca Raton, FL

Noble Capital Management, Inc.

Dennie Ceelen is a CFP® with 23 years of industry experience, currently serving at Noble Capital Management, Inc. He has worked with Noble International Investments Inc. since 2002. Noble Capital Management, Inc. provides discretionary portfolio management and retirement planning advice primarily to individual and high-net-worth clients, using ETF- and mutual fund-based model portfolios. The firm employs a model-driven investment process focused on dynamic asset allocation through relative-strength analysis and market risk assessments.

Passive / index investing
user avatar

Francisco P

Series 63, Series 65, Series 66

Boca Raton, FL

Noble Capital Management, Inc.

Francisco Penafiel is a financial advisor at Noble Capital Management, Inc. in Boca Raton, FL, holding Series 63, 65, and 66 licenses with 23 years of industry experience. He has been with Noble Capital Markets, Inc. since 2002. Outside of his advisory role, he teaches virtually at Saint Kolbe University. Noble Capital Management, Inc. provides discretionary portfolio management and retirement planning primarily to individual and high-net-worth clients using model portfolios focused on ETFs and mutual funds. The firm employs a model-based, ETF-centric investment process with dynamic asset allocation, managing approximately $10 million in client assets.

Passive / index investing
user avatar

Bruce R

Series 63, Series 66

Westport, CT

Noble Capital Management, Inc.

Bruce Ryan is a financial advisor at Noble Capital Management, Inc. with 49 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Advisory Group Equity Services Ltd and Source Capital Group, Inc. He is also associated with a business operating under the name RHK Capital. Noble Capital Management, Inc. provides discretionary portfolio management and retirement planning primarily for individual and high-net-worth clients. The firm uses a model-based, ETF-centric investment approach with dynamic asset allocation guided by relative-strength analysis and market risk assessments.

Passive / index investing
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