Nine30 Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$654,553
Clients
140
0% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
140
Very HighAverage account size
$4,675
About
NINE30 Advisors provides discretionary, web-based portfolio management to individual retail clients through a mobile and web application. The firm delivers investment recommendations and implements trades exclusively via its Mobile App rather than through in‑person meetings, phone calls, or live chat.
The firm relies on proprietary algorithms that tailor portfolios from client‑submitted questionnaires (the Client Profile) and allocates across U.S. equities, ADRs, ETNs and ETFs, with ongoing active management and rebalancing driven by weight drift and model updates. NINE30 also offers concentrated equity momentum strategies for larger accounts, allows clients to accept or override algorithmic recommendations, and does not employ leverage or short positions.
Notable distinctions in the brochure include its internet‑only operating model and the firm’s disclosure that it compensates clients and third parties for testimonials and endorsements. NINE30 routes custody and execution through Alpaca, uses Plaid to facilitate deposits and withdrawals, and pairs automated portfolio decisions with periodic compliance reviews by its Chief Compliance Officer.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Passive / index investing
Fee options
$0 - $99,999: 0% (no advisory fee) $100,000+: 0.75% annually
Account minimum: $10 Fee-only: 0.75% annually on accounts $100,000 or more; free management for accounts under $100,000
Main office location
Nine30 Advisors LLC
Ny NY, United States
Number of offices
1
Most active in
Nine30 Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Arkansas · California · Florida · Georgia · Illinois · Louisiana · New York · Ohio · Texas · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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