Nine Inning Finance
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$0
Total clients
63
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
63
Average account size
$0
About
Nine Inning Finance serves individuals and high‑net‑worth clients with comprehensive financial planning covering cash flow, retirement, tax strategies, estate and charitable giving, education planning, and divorce-related planning. The firm also provides investment consultation, modular and ongoing planning subscriptions, and periodic educational workshops and digital courses, while not exercising discretionary trading authority or maintaining custody of client assets.
The firm's advice is grounded in Modern Portfolio Theory and a largely passive approach that uses ETFs and mutual funds, with additional emphasis on scenario analysis and stress testing to evaluate tail‑risk. Client engagements are consultative rather than discretionary: recommendations are provided for clients to implement, and ongoing planning subscribers receive access to a third‑party planning portal and periodic check‑ins.
Noteworthy distinctions relative to peers include the firm’s absence of portfolio management for individual accounts and its fee model that does not rely on percentage‑of‑AUM charges, instead focusing on planning engagements and workshop offerings. The firm regularly delivers educational programming — sometimes sponsored by employers — offers publicly available digital/video courses, and its lead adviser holds professional planning and digital‑asset education credentials while also serving as a planner for an unaffiliated registered advisory firm.
Client services
Financial planning
Educational seminars or workshops
Fee options
Initial financial plan fee range of $5,000 - $7,500; annual ongoing service billed semiannually in advance at a flat rate of $1,250 - $1,500; legacy clients pay $150 to $600 per quarter; educational workshops fee up to $20,000.
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Nine Inning Finance
Rockville MD, United States
Number of offices
1
Forms ADV
Quick links
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