Nightgale Wealth Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
The firm offers discretionary asset management and financial planning and consulting services to individuals, high‑net‑worth clients, trusts, estates, and business entities. Founded in 2025, the firm reports zero discretionary and non‑discretionary assets under management as of 12/31/2025.
Investment programs are tailored to clients’ stated goals, time horizons, and risk tolerances and draw on fundamental and technical analysis as well as Modern Portfolio Theory. The firm may employ options strategies, derivatives, and borrowing in separately managed accounts and may use margin, practices that are less common among peer investment managers.
The firm’s principal maintains an affiliated insurance business and offers insurance products, an arrangement disclosed as a potential conflict of interest and managed through disclosures and internal procedures; approximately 10% of the principal’s time is devoted to those activities. The firm also offers hourly financial planning engagements, does not impose an account minimum, and is newly established with limited prior securities‑industry experience at the principal level.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Income planning
Tax strategies for small businesses
Retirement withdrawal strategies
Options & derivatives strategies
Occupation focus
Founder/Business Owner
Fee options
$0 - $1,000,000: 1.00% annually $1,000,000.01 - $2,000,000: 0.80% annually $2,000,000.01+: 0.50% annually
$250 per hour
Main office location
Nightgale Wealth Management LLC
430 Franklin St., 2 Nd Floor
Schenectady NY 12305, United States
Number of offices
1
Most active in
Nightgale Wealth Management LLC has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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