Niemann Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,593,102
Total clients
15
27% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
15
Average account size
$372,873
About
The firm provides discretionary investment management primarily for individual clients, and also serves high‑net‑worth individuals, trusts and estates. It is a small, single‑advisor practice managing roughly $5.6 million across a limited number of client relationships.
Investment decisions are driven mainly by fundamental analysis of individual equities, including discounted cash‑flow valuation, and the firm generally takes a long‑term approach while monitoring portfolios on an ongoing basis. The firm also offers retirement‑account advice and may use short‑term trades, options, short selling and other trading strategies when deemed appropriate.
Distinctive features include the firm’s documented use of borrowing (margin) and derivatives in separately managed accounts, and the availability of performance‑based fee arrangements for eligible clients, which the firm discloses can result in different risk and portfolio construction profiles than standard asset‑based accounts. As a solo practitioner that recently transitioned to full‑time focus on the advisory business, the firm operates on an institutional custody platform and maintains written policies (Code of Ethics, trade allocation procedures) intended to address conflicts arising from these practices.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $1,000,000: 1.25% Over $1,000,000+: 1.00%
25% of portfolio return in excess of benchmark for clients with $1,100,000+ under management, combined with reduced asset-based fees (0.75% for first $1 million; 0.50% over $1 million)
Main office location
Niemann Investments LLC
4224 W Park Hollow Ln
Riverton UT 84096, United States
Number of offices
1
Most active in
Niemann Investments LLC has reported serving >5 clients in these states in the last 12 months.
Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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