Nidhi Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,579,348
Clients
39
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
39
HighAverage account size
$245,624
About
Nidhi Capital provides ongoing portfolio management, financial planning, and retirement-plan advisory services to individuals, high-net-worth clients, small businesses and institutional clients, including ERISA-qualified plans. The firm documents client goals in an Investment Policy Statement and offers discretionary management as well as fixed- and hourly-fee financial planning.
The adviser relies on fundamental analysis and implements a range of trading strategies — including long- and short-term trading, short sales, margin use, and options writing/hedging — while monitoring portfolios against documented risk tolerances. In addition to percent-of-AUM billing, the firm offers a performance-fee option for qualified clients (25% of net profits above a high-water mark with a 6% hurdle) alongside its standard asset-based arrangements.
What is distinctive about the firm is the combination of performance-based compensation and explicit use of derivatives and leverage within separately managed accounts, together with its willingness to serve institutional and retirement-plan clients and provide participant education and fiduciary-plan services. The brochure also discloses that the principal maintains outside real estate and technology business activities that occupy a portion of his time.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Advice to retirement plan clients, plan sponsors and participants
Advice to retirement plan clients, plan sponsors and participants
Expertise
Options & derivatives strategies
Active portfolio management
Occupation focus
Executive
Fee options
$200 to $2,000, negotiable depending on complexity and needs
$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
$100 to $500 per hour, negotiable depending on complexity and needs
25% of net profits above a 6.00% hurdle rate with a high water mark, paid annually
Main office location
Nidhi Capital, LLC
St Louis MO, United States
Number of offices
1
Most active in
Nidhi Capital, LLC has reported serving >5 clients in these states in the last 12 months.
California · Missouri · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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