N
Nichols Group LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$47,157,637
Total clients
0
Total advisors
1
of 1 employees
Firm size
Investment Manager
May not manage individual clients
Average clients per advisor
0
Average account size
—
About
Nichols Group LLC is a single‑member registered investment adviser that provides discretionary investment management to individuals, typically investing in mutual funds, ETFs, fixed income, and equity securities. As of December 31, 2025 the firm reports approximately $47.2 million in assets under management and does not manage accounts on a non‑discretionary basis.
The firm’s stated process emphasizes evaluating an individual security’s future potential within the context of broader market conditions, and it performs weekly reviews of investment performance and anticipated results. Nichols Group generally recommends Charles Schwab as custodian and relies on Schwab’s institutional brokerage, custody, and support services for trade execution and back‑office functions.
Distinctive operational features include a small, single‑advisor structure managing a concentrated pool of discretionary assets, a profile that can align with high‑net‑worth relationships even though investment‑manager peers more commonly serve pooled or institutional clients. The firm does not aggregate client orders, does not accept proxy‑voting authority, and requires clients to grant discretionary trading authority without permitting client‑imposed limitations, practices that differ from many peers.
Client services
Portfolio management
Expertise
Wealth management
Fee options
1% - 2% per year, billed quarterly
Most active in
Nichols Group LLC has reported serving >5 clients in these states in the last 12 months.
Puerto Rico
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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