Niche Investment Advisors LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$30,023,041
This total excludes 16 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
145
14% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
145
Very HighAverage account size
$207,055
About
Niche Investment Advisors provides investment management, comprehensive financial planning, and qualified retirement plan consulting to individuals, high‑net‑worth clients, pension and profit‑sharing plans, trusts, estates and business entities. Its services include ongoing asset management on both discretionary and non‑discretionary bases, written financial plans, ERISA fiduciary consulting for qualified plans, and participant education and enrollment support.
The firm tailors advice through client interviews and questionnaires and uses both fundamental and technical analysis across long‑term, short‑term and trading strategies; it may also allocate portions of client portfolios to unaffiliated sub‑advisors. Niche reports a split of assets under management between discretionary and non‑discretionary accounts (as disclosed in the brochure) and performs routine account monitoring and periodic reviews, while typically using institutional custodial platforms such as Schwab and Fidelity.
A notable distinction is the firm’s affiliation with an insurance agency: its principal is licensed to sell insurance and annuity products through an affiliated insurance entity and may receive commissions and incentive awards for such sales, a potential conflict the firm discloses and addresses through disclosure and an impartial conduct standard for rollover recommendations. The combination of ERISA fiduciary retirement consulting, workplace participant consultations, and the capacity to recommend insurance and annuity products links retirement plan advice with insurance distribution in a manner that is less common among peers.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Occupation focus
Retired
Founder/Business Owner
Fee options
Qualified retirement plan consulting services fixed fees typically range from $75 to $4,250; consultations to employees flat fees range from $75 to $475; financial planning fees range from $275 to $3,500
0.25% to 1.75% annually
$225 per hour for advisory services, $95 per hour for administrative staff
Main office location
Niche Investment Advisors LLC
2200 Renaissance Blvd., Suite 340
King Of Prussia PA 19406, United States
Number of offices
2
Most active in
Niche Investment Advisors LLC has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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