NGP Financial Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$124,720,607
Clients
75
40% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
75
Very HighAverage account size
$1,662,941
About
NGP Financial Planning, LLC provides discretionary asset management and, when appropriate, financial planning to individuals, trusts, estates, charitable organizations and business entities. The firm reports $124,720,607 in discretionary assets under management across about 75 client relationships and generally charges percentage‑of‑AUM advisory fees.
The firm tailors portfolios to client goals, time horizons and risk tolerance gathered through interviews, questionnaires and a client profile, and acts with discretionary authority to implement investment programs. Portfolios may include stocks, bonds, ETFs, mutual funds, closed‑end funds, structured notes, options and margin, and the firm discloses use of defensive option strategies alongside quantitative and qualitative analysis, modern portfolio theory and charting.
Noteworthy features include the firm’s relatively large AUM relative to its client count, which implies higher average account sizes compared with many peers, and the routine inclusion of defensive option strategies and margin in portfolio management. The firm principal directly oversees trading and compliance, the firm provides financial planning to asset‑management clients at no additional cost, reports custody only for client‑authorized standing limited power‑of‑attorney arrangements, does not vote client proxies, and has no disciplinary history or other industry affiliations.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Retirement income strategy
General estate planning guidance
Fee options
$0 - $2,000,000: 1.00% $2,000,001 - $7,000,000: 0.50% $7,000,001+: 0.25%
Main office location
NGP Financial Planning, LLC
Sammamish WA, United States
Number of offices
1
Most active in
NGP Financial Planning, LLC has reported serving >5 clients in these states in the last 12 months.
Arizona · California · Michigan · Texas · Washington
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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