Nexgen Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$23,006,899
This total excludes 11 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
50
10% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
50
HighAverage account size
$460,138
About
Nexgen Investments LLC provides ongoing portfolio management to individuals, high-net-worth clients, and corporate/business entities, and the firm reports a meaningful portion of its client base is non‑U.S. The brochure states Nexgen prepares written Investment Policy Statements for each client and offers discretionary management across mutual funds, fixed income, equities, ETFs, real estate funds (including REITs), non‑U.S. securities, and private placements, with custodial reporting.
The firm’s investment approach combines charting, fundamental, and technical analysis and employs both long‑term and short‑term trading strategies. Nexgen may implement higher‑risk techniques—including short sales, margin transactions, and options trading—and typically seeks discretionary authority to execute its investment plans.
Noteworthy features compared with many independent advisors include Nexgen’s use of performance‑based fee arrangements for qualified clients and its explicit servicing of corporate and non‑U.S. clients, both identified in the brochure. At roughly $44.85 million in discretionary assets across about 50 clients, the firm also documents fiduciary responsibilities for retirement accounts and discloses its use of private placements and other less liquid investments, which may be relevant for clients seeking cross‑border or specialized exposures.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Concentrated stock management
Real estate investing
Fee options
$0 - $100,000: Up to $2,000 annually (fixed fee) $100,001 - $200,000: $3,000 annually (fixed fee) $200,001 - $300,000: $4,000 annually (fixed fee) $300,001+: Up to 2.00% annually (percentage of assets under management, negotiated)
20% of gains above hurdle rate for Qualified Clients (assets over $1,100,000 or net worth over $2,200,000) calculated annually.
Minimum fee: Up to $2,000 annually for accounts up to $100,000; $3,000 for $100,001-$200,000; $4,000 for $200,001-$300,000 Fee-only: Investment advisory fees as described, no commissions charged.
Main office location
Nexgen Investments LLC
Greenwich CT, United States
Number of offices
1
Most active in
Nexgen Investments LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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